ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. We bring Case of the Week to you to highlight the most relevant topics affecting your business.
Asset or Stock Sale—Which Could Trigger a Plan Distribution?
An advisor asked: “Between an asset and stock sale of a company,…
UPDATE: Who is an Independent Contractor?
An advisor asked, “Who is considered an ‘independent contractor,’…
Pooled Plan Providers to Date by State
An advisor asked: “Do you have any statistics around how…
Fully Discretionary Match Meets Definitely Determinable Benefit Rule
An advisor asked: “I read recently in a TPA’s annual letter…
Foreign Corporations and Controlled Groups
An advisor asked: “I just discovered that two U.S. companies…
Are Plan Committee Members Fiduciaries?
An advisor asked: “Can an individual member of a 401(k) plan…
Voluntary Fiduciary Correction Program and PTE 2002-51
A financial advisor asked: “Prohibited Transaction Exemption…
Plan Termination and Successor Plans
A financial advisor recently asked: “What is the successor…
When Are Retirement Assets Protected from Creditors?
An advisor asked: “Can you give me a refresher on the creditor…
Cybersecurity and Retirement Plans—What’s the Latest?
“Can you bring me up to speed on what cybersecurity standards…
Are Governmental Plans Exempt from ERISA?
“I have a colleague that says governmental retirement plans…
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Since being founded by John Carl more than 20 years ago, RLC has been the retirement industry’s go-to resource for outsourced ERISA consulting, thought leadership, and business building value add strategies. RLC’s goal is always to be the nation’s preeminent thought leader on retirement issues.
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