
ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. We bring Case of the Week to you to highlight the most relevant topics affecting your business.


Deadline for Setting Up a SIMPLE IRA Plan
Did SECURE Acts 1.0 and/or 2.0 Change the Deadline for Setting…

Automatic enrollment and governmental 457(b) plans
My client maintains a governmental 457(b) plan. The plan’s…

Can My Client Still Set Up a 401(k) Plan for 2022?
“I’m a wealth advisor working with sole proprietor who wants…

Chapter 7 vs. Chapter 11 Bankruptcy and Considerations for Retirement Plans
“I know of several businesses that have filed either Chapter…

UPDATE: Proxy voting on securities held in qualified plans
“Who or what entity is responsible for proxy voting on securities…

204(h) Notice
“My client is merging his firm with another firm, and they…

Updating the Plan Administrator
“In an M&A situation, where the acquiring organization…

ESOP Rebalancing
“One of my clients with an Employee Stock Ownership Plan (ESOP)…

Plan Termination and the Principle of Permanency
“I have a client who set up a cash balance plan a few years…

Fixing Fixed-Rate Cash Balance Plans
“Why are we being told we have to contribute much higher amounts…

Education on Education Policy Statements
“I just attended a training meeting where the speaker mentioned…
About
Since being founded by John Carl more than 20 years ago, RLC has been the retirement industry’s go-to resource for outsourced ERISA consulting, thought leadership, and business building value add strategies. RLC’s goal is always to be the nation’s preeminent thought leader on retirement issues.
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