Our Perspective

A 401(k) plan sponsor has some flexibility when converting its existing plan to a safe harbor design. The type of safe harbor contribution affects notice and amendment deadlines.

Unsure of when to suggest that clients use the Department of Labor’s (DOL’s) Voluntary Fiduciary Correction Program (VFCP) to correct plan errors? In this Case of the Week, we'll answer that question.

Empower your financial advisory practice with retirement plan rollovers. Ensure compliance with DOL requirements and grow your practice strategically

The IRS has prescribed a distribution hierarchy for Roth IRA assets. We've created a table that easily summarizes all of this for you.