ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. We bring Case of the Week to you to highlight the most relevant topics affecting your business.
Managed Account or Advisor Managed Account—What is the Difference?
Beneficiary Disclaimer—Is it All or Nothing?
Filing Form 5500 Without an Audit Report
“How does a qualified retirement plan benchmark a managed account?”
What’s My Limit? Contributions to both a 403(b) and a governmental 457(b) plan
Check Your Plan for ACA Notice Requirements
Making a “1042” Election
“What is the ’20 percent rule’ when defining highly compensated employees?”
Applying a QACA Election
When a Governance Review Reveals Something is Missing
Brokerage Windows–A Matter of Prudence
John Carl is Founder and President of the Retirement Learning Center, the nation’s preeminent thought leader on retirement issues. He is the Executive Director of the PLANSPONSOR Institute, the education and training arm of PLANSPONSOR and founding lecturer for The Retirement Advisor University (TRAU) at UCLA Anderson School of Management Executive Education. John also serves on the Government Affairs Committee for the National Association of Plan Advisors.
206 North 7th Street
Brainerd, MN 56401