
ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. We bring Case of the Week to you to highlight the most relevant topics affecting your business.


Possible Delay for Investment Advice Fiduciary Regulations
Will the DOL Investment Advice Fiduciary Rules Face a Regulatory…

Participant in SIMPLE IRA and 401(k) with Separate Employers
Deferral limit involving SIMPLE IRA and 401(k) plans
“I…


ESOP Tax Advantaged 1042 exchange
“I have a client who is retiring from a company with…

401(k) and Nonqualified Deferred Compensation plans
“My client has a 401(k) excess contribution as a…

RMDs and More than 5 Percent Owners
“My client’s 401(k) plan allows participants who are not…

Non Spouse Beneficiary Rollovers
“My client, who is a nonspouse beneficiary of a deceased 401(k)…


Multi and Multiple Employer Plans: What’s the Difference?
“I’ve heard the terms ‘multiemployer plan’ and ‘multiple…

Definition of Compensation in a 401 (k) Plan
“What is the definition of compensation used in a 401(k) plan?”
ERISA…

Standards for Form 5500 Plan Audits
“For qualified retirement plans that are subject to an audit…
About
Since being founded by John Carl more than 20 years ago, RLC has been the retirement industry’s go-to resource for outsourced ERISA consulting, thought leadership, and business building value add strategies. RLC’s goal is always to be the nation’s preeminent thought leader on retirement issues.
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Email: info@retirementlc.com