ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs and qualified retirement plans. We bring Case of the Week to you to highlight the most relevant topics affecting your business.
“Disregarded Entities,” 403(b)s and 457(b)s
“How are subsidiaries and affiliates of an employer eligible…
Small Estate Affidavits and Retirement Plan Assets
“One of my clients who sponsors a 401(k) plan asked me about…
Hierarchy of Payroll Deductions
An advisor asked, “I’ve run across the client situation where…
Is Congress Closing the Backdoor to Roth IRAs?
An advisor asked: “Is Congress Closing the Backdoor to Roth…
Cybersecurity and DOL Document Requests
An advisor asked: “I understand the Department of Labor (DOL)…
Failed Rollovers
An advisor asked:
“One of my clients took a distribution…
LLC Plan Establishment Deadline
An advisor asked,
“I’m working with a limited liability…
Asset or Stock Sale—Which Could Trigger a Plan Distribution?
An advisor asked: “Between an asset and stock sale of a company,…
UPDATE: Who is an Independent Contractor?
An advisor asked, “Who is considered an ‘independent contractor,’…
Pooled Plan Providers to Date by State
An advisor asked: “Do you have any statistics around how…
Fully Discretionary Match Meets Definitely Determinable Benefit Rule
An advisor asked: “I read recently in a TPA’s annual letter…
About
Since being founded by John Carl more than 20 years ago, RLC has been the retirement industry’s go-to resource for outsourced ERISA consulting, thought leadership, and business building value add strategies. RLC’s goal is always to be the nation’s preeminent thought leader on retirement issues.
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Chicago, IL 60606-7147
Phone: 877-275-7521
Fax: 320.323.3709
Email: info@retirementlc.com